Banking and Financial Law
The financial and securities system of the Dominican Republic is subject to a complex and constantly evolving regulatory framework. At López-Grullón, we have a strong practice in banking and financial law, offering specialized advice to financial institutions, investors, and companies operating in this highly regulated sector.
We have in-depth knowledge of Law No. 183-02 governing the financial sector and Law No. 249-17 governing the securities market, as well as their complementary regulations. This expertise enables us to assist our clients in structuring financial transactions, obtaining permits, ensuring regulatory compliance, and resolving disputes.
Our services include:
- Obtaining regulatory licenses and permits for banks, securities brokers, and financial institutions.
- Regulatory compliance advice, ensuring compliance with regulations issued by the Superintendency of Banks and the Superintendency of Securities Markets.
- Defense in sanction proceedings and administrative reviews, with strategies that protect our clients’ interests.
- Structuring of financial and investment transactions, with an emphasis on legal certainty and efficiency.
- Advice on banking and financing contracts, ranging from corporate loans to securities offerings.
- Representation in financial disputes, both in administrative and judicial proceedings.